The Making of Corporate Compliance Guru Helane Morrison

Helane Morrison has an incredible life story. She comes across as a cultured, zealous, determined and a pace setter. The entire corporate compliance industry in San Francisco and throughout the US anchors on her expertise and informed insight.

An incredible academic background serves as the foundation for Helane’s budding career. She ventured out to develop knowledge and skills in Journalism and Law, which later served her quest to improve the practice of corporate compliance. As such, Helane completed her undergraduate degree in Journalism studies at the Northwestern University. The University of California Berkeley Law School would be her next destination as she pursued her JD.

Helane knew a long term career in Law or Journalism required dedication and commitment. During her time at Berkeley School of Law, she had taken up greater responsibilities including that of the editor-in-chief of the California Law Review. Upon graduation, Ms. Morrison started from the very bottom serving in clerical positions for several high court judges between 1986 and 1996.

A good plan always comes to fruition. Helane burst into the spotlight after joining the Securities and Exchange Commission in San Francisco as an administrator. With her work cut out, she set out to ensure compliance across the business community in the region. She became famous for her strong character and result-oriented approach. Her tenure marked a new era of compliance and adherence to corporate structures and rules.

Helane Morrison made headlines after issuing ultimatums to rogue establishments and entrepreneurs. Eventually, her efforts gained the eye of her employers resulting in a promotion to the regional director of the San Francisco branch. Around the same time, the compliance industry was relatively young and struggling to find its place within business establishments. Helane would become a pioneer in this field and mentored hundreds of other entrants both directly and indirectly.

After the SEC, Helane Morrison has found a new home at a local hedge fund by the name Hall Capital. Her move here saw Ms. Morrison take up even greater responsibilities, and she has since encouraged other compliance officers to do the same to be in a position to influence compliant decision making. Her professional background also makes her the firm’s lawyer and most importantly the chief compliance officer.

At this high level of management, Helane makes sure Hall Capital stays in line with external and internal rules and regulation. As such, Hall Capital can never be flagged for bad practice.

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